- LPL Registered Principal
- LPL Financial Patriot Club Award, this elite award is presented to less than 7% of the firm’s more than 19,000 advisors nationwide.
- Registered Securities Professional since 1993
- General Securities Principal-24, as well as series 7, 6, 63,and 66 currently registered thru LPL Financial
- Graduate Cal Poly Pomona, Bachelor of Science Degree-Finance, Real Estate, Law (1990)
Tom Trax has been helping family and businesses throughout the San Diego area pursue their financial goals for almost 30 years. Tom is a dedicated LPL Financial Advisor and LPL Registered Principal in San Diego, CA. Tom prides himself on objective and independent advice as well as ensuring ethics are the cornerstone of his practice.
Tom earned his Bachelor of Science degree in Finance, Real Estate, and Law from Cal Poly Pomona, CA. Tom holds the series 24, 7, 6, 63, 65 securities registrations through LPL Financial. He is also Life/Health/Annuity licensed in CA and many other states.
Tom has a son, Ryan and in his spare time he enjoys traveling, running, scuba diving, and most outdoor activities.
CA Insurance Lic. # 0829479
Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2013/2014/2015/2017/2018/2019/2020/2021/2022 Five Star Wealth Managers.