Thomas A. Trax, AAMS®

Thomas A. Trax, AAMS®

President, Founder

  • Cal Poly Pomona, Bachelor of Science Degree-Finance, Real Estate, Law (1990)
  • Registered Securities Professional (1993)
  • LPL Registered Principal (2001)
  • Licensing & Designations
    • Accredited Asset Management Specialist (AAMS® Designation)
    • California Insurance License #0829479
    • Series 6: Investment Company/Variable Contracts Products Limited Representative License (1993)
    • Series 7: General Securities Representative Qualification License (1998)
    • Series 24: General Securities Principal License (2001)
    • Series 63: Uniform Securities Agent license (1994)
    • Series 66: NASAA Uniform Combined State Law License (2002)
  • Leadership & Awards
    • LPL Financial Patriot Club Award, this elite award is presented to less than 7% of the firm’s more than 19,000 advisors nationwide. (2021-2022)
    • Five Star Professional (2013-2015, 2017-2022)
    • Vice President of the Hillside Professional Association
    • Assistance League of San Diego Donor

Thomas Trax is the Founder and Wealth Manager of Trax Wealth Management. This proud San Diego Native & Cal Poly Pomona Alum earned a Bachelor of Science in Finance, Real Estate, and Law. Now, going on 30 years of service as a Registered Securities Professional with an Accredited Asset Management Specialist designation. Tom serves transnational clientele with a holistic approach from pursuing retirement, structuring businesses, to forging a legacy with estate planning.

Tom prides himself on being active in his community through leadership roles & philanthropy. He was recently recognized in San Diego Magazine as a Five Star Wealth Manager Award recipient for the ninth time. Tom is also a recipient of the LPL Financial Patriot Club Award, presented to less than 7% of the firm’s more than 19,000 advisors nationwide. He sits on the board of Hillside Professional Association where he recently was voted Vice President. Tom also donates to the Assistance League of San Diego, funds go to community programs with core values in commitment, leadership, ethics, accountability, and respect.

In Tom’s free time he enjoys spending time with his son, Ryan, their hobbies include running, traveling, scuba diving, and anything on a boat.

   

Award based on 10 objective criteria associated with providing quality services to clients such as credentials, experience, and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2013/2014/2015/2017/2018/2019/2020/2021/2022 Five Star Wealth Managers.
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