- Cal Poly Pomona, Bachelor of Science Degree-Finance, Real Estate, Law (1990)
- Registered Securities Professional (1993)
- LPL Registered Principal (2001)
- Licensing & Designations(All securities licenses held through LPL Financial)
- Accredited Asset Management Specialist (AAMS® Designation)
- California Insurance License #0829479
- Series 6: Investment Company/Variable Contracts Products Limited Representative License (1993)
- Series 7: General Securities Representative Qualification License (1998)
- Series 24: General Securities Principal License (2001)
- Series 63: Uniform Securities Agent license (1994)
- Series 66: NASAA Uniform Combined State Law License (2002))
- Leadership & Awards (*LPL Club Awards are based on annual production)
- LPL Financial Patriot Club Award, this elite award is presented to less than 7% of the firm’s more than 32,000 advisors nationwide. (2021-2023)
- LPL Financial Masters Club Award, awarded to the Top 3-7% of Financial Advisors at LPL (2024-2026)
- Five Star Professional (2013-2015, 2017-2026)
- President Hillside Professional Center (2014-2021, 2023-present)
- Assistance League of San Diego Donor
Thomas Trax is the Founder and Wealth Manager of Trax Wealth Management. This proud San Diego Native & Cal Poly Pomona Alum earned a Bachelor of Science in Finance, Real Estate, and Law. With decades of service as a Registered Securities Professional, Tom also holds an Accredited Asset Management Specialist designation. Tom serves transnational clientele with a holistic approach from pursuing retirement, durable income streams, tax minimization strategies, wealth management, asset and estate planning. He also specializes in aiding attorneys in tax deferred non-qualified deferred comp strategies.
Tom prides himself on being active in his community through leadership roles & philanthropy. He was recently recognized in San Diego Magazine as a Five Star Wealth Manager Award recipient for the thirteenth time. Tom is also a recipient of both the LPL Masters Club Award, 2024-2026; and the LPL Financial Patriot Club Award, 2021-2023. Tom has served on the board as president for the San Diego non-profit HOA Hillside Association from 2014-2021 and has continued serving in this capacity since being re-elected in November 2023. Tom also donates to the Assistance League of San Diego, funds go to community programs with core values in commitment, leadership, ethics, accountability, and respect.
In Tom’s free time he enjoys spending time with his son, Ryan.
